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in Politics

SEC slaps Citadel Securities LLC with $7 million fine to settle short selling regulations charges

by Editor September 24, 2023, 6:14 am 1.3k Views

Citadel founder and CEO Kenneth Griffin.

Andrew Harrer | Bloomberg | Getty Images

WASHINGTON — The

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fined Citadel Securities LLC $7 million in a settlement of charges that the big broker-dealer firm mismarked sales orders over a five-year span, the agency said Friday.

The SEC estimated that Miami-based Citadel Securities marked millions of certain short sale orders as long sales, and vice versa, from September…

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SEC slaps Citadel Securities LLC with $7 million fine to settle short selling regulations charges

Posted by Editor

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